Internet Engineering Task Force (IETF) M. Thomson
Request for Comments: 7459 Mozilla
Updates: 3693, 4119, 5491 J. Winterbottom
Category: Standards Track Unaffiliated
ISSN: 2070-1721 February 2015
Representation of Uncertainty and Confidence in
the Presence Information Data Format Location Object (PIDF-LO)
Abstract
This document defines key concepts of uncertainty and confidence as
they pertain to location information. Methods for the manipulation
of location estimates that include uncertainty information are
outlined.
This document normatively updates the definition of location
information representations defined in RFCs 4119 and 5491. It also
deprecates related terminology defined in RFC 3693.
Status of This Memo
This is an Internet Standards Track document.
This document is a product of the Internet Engineering Task Force
(IETF). It represents the consensus of the IETF community. It has
received public review and has been approved for publication by the
Internet Engineering Steering Group (IESG). Further information on
Internet Standards is available in Section 2 of RFC 5741.
Information about the current status of this document, any errata,
and how to provide feedback on it may be obtained at
http://www.rfc-editor.org/info/rfc7459.
Thomson & Winterbottom Standards Track [Page 1]
RFC 7459 Uncertainty & Confidence February 2015
Copyright Notice
Copyright (c) 2015 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(http://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
carefully, as they describe your rights and restrictions with respect
to this document. Code Components extracted from this document must
include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.
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Table of Contents
1. Introduction ....................................................4
1.1. Conventions and Terminology ................................4
2. A General Definition of Uncertainty .............................5
2.1. Uncertainty as a Probability Distribution ..................6
2.2. Deprecation of the Terms "Precision" and "Resolution" ......8
2.3. Accuracy as a Qualitative Concept ..........................9
3. Uncertainty in Location .........................................9
3.1. Targets as Points in Space .................................9
3.2. Representation of Uncertainty and Confidence in PIDF-LO ...10
3.3. Uncertainty and Confidence for Civic Addresses ............10
3.4. DHCP Location Configuration Information and Uncertainty ...11
4. Representation of Confidence in PIDF-LO ........................12
4.1. The "confidence" Element ..................................13
4.2. Generating Locations with Confidence ......................13
4.3. Consuming and Presenting Confidence .......................13
5. Manipulation of Uncertainty ....................................14
5.1. Reduction of a Location Estimate to a Point ...............15
5.1.1. Centroid Calculation ...............................16
5.1.1.1. Arc-Band Centroid .........................16
5.1.1.2. Polygon Centroid ..........................16
5.2. Conversion to Circle or Sphere ............................19
5.3. Conversion from Three-Dimensional to Two-Dimensional ......20
5.4. Increasing and Decreasing Uncertainty and Confidence ......20
5.4.1. Rectangular Distributions ..........................21
5.4.2. Normal Distributions ...............................21
5.5. Determining Whether a Location Is within a Given Region ...22
5.5.1. Determining the Area of Overlap for Two Circles ....24
5.5.2. Determining the Area of Overlap for Two Polygons ...25
6. Examples .......................................................25
6.1. Reduction to a Point or Circle ............................25
6.2. Increasing and Decreasing Confidence ......................29
6.3. Matching Location Estimates to Regions of Interest ........29
6.4. PIDF-LO with Confidence Example ...........................30
7. Confidence Schema ..............................................31
8. IANA Considerations ............................................32
8.1. URN Sub-Namespace Registration for ........................32
8.2. XML Schema Registration ...................................33
9. Security Considerations ........................................33
10. References ....................................................34
10.1. Normative References .....................................34
10.2. Informative References ...................................35
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Appendix A. Conversion between Cartesian and Geodetic
Coordinates in WGS84 ..................................36
Appendix B. Calculating the Upward Normal of a Polygon ............37
B.1. Checking That a Polygon Upward Normal Points Up ...........38
Acknowledgements ..................................................39
Authors' Addresses ................................................39
1. Introduction
Location information represents an estimation of the position of a
Target [RFC6280]. Under ideal circumstances, a location estimate
precisely reflects the actual location of the Target. For automated
systems that determine location, there are many factors that
introduce errors into the measurements that are used to determine
location estimates.
The process by which measurements are combined to generate a location
estimate is outside of the scope of work within the IETF. However,
the results of such a process are carried in IETF data formats and
protocols. This document outlines how uncertainty, and its
associated datum, confidence, are expressed and interpreted.
This document provides a common nomenclature for discussing
uncertainty and confidence as they relate to location information.
This document also provides guidance on how to manage location
information that includes uncertainty. Methods for expanding or
reducing uncertainty to obtain a required level of confidence are
described. Methods for determining the probability that a Target is
within a specified region based on its location estimate are
described. These methods are simplified by making certain
assumptions about the location estimate and are designed to be
applicable to location estimates in a relatively small geographic
area.
A confidence extension for the Presence Information Data Format -
Location Object (PIDF-LO) [RFC4119] is described.
This document describes methods that can be used in combination with
automatically determined location information. These are
statistically based methods.
1.1. Conventions and Terminology
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in [RFC2119].
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This document assumes a basic understanding of the principles of
mathematics, particularly statistics and geometry.
Some terminology is borrowed from [RFC3693] and [RFC6280], in
particular "Target".
Mathematical formulae are presented using the following notation: add
"+", subtract "-", multiply "*", divide "/", power "^", and absolute
value "|x|". Precedence follows established conventions: power
operations precede multiply and divide, multiply and divide precede
add and subtract, and parentheses are used to indicate operations
that are applied together. Mathematical functions are represented by
common abbreviations: square root "sqrt(x)", sine "sin(x)", cosine
"cos(x)", inverse cosine "acos(x)", tangent "tan(x)", inverse tangent
"atan(x)", two-argument inverse tangent "atan2(y,x)", error function
"erf(x)", and inverse error function "erfinv(x)".
2. A General Definition of Uncertainty
Uncertainty results from the limitations of measurement. In
measuring any observable quantity, errors from a range of sources
affect the result. Uncertainty is a quantification of what is known
about the observed quantity, either through the limitations of
measurement or through inherent variability of the quantity.
Uncertainty is most completely described by a probability
distribution. A probability distribution assigns a probability to
possible values for the quantity.
A probability distribution describing a measured quantity can be
arbitrarily complex, so it is desirable to find a simplified model.
One approach commonly taken is to reduce the probability distribution
to a confidence interval. Many alternative models are used in other
areas, but study of those is not the focus of this document.
In addition to the central estimate of the observed quantity, a
confidence interval is succinctly described by two values: an error
range and a confidence. The error range describes an interval and
the confidence describes an estimated upper bound on the probability
that a "true" value is found within the extents defined by the error.
In the following example, a measurement result for a length is shown
as a nominal value with additional information on error range (0.0043
meters) and confidence (95%).
e.g., x = 1.00742 +/- 0.0043 meters at 95% confidence
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This measurement result indicates that the value of "x" is between
1.00312 and 1.01172 meters with 95% probability. No other assertion
is made: in particular, this does not assert that x is 1.00742.
Uncertainty and confidence for location estimates can be derived in a
number of ways. This document does not attempt to enumerate the many
methods for determining uncertainty. [ISO.GUM] and [NIST.TN1297]
provide a set of general guidelines for determining and manipulating
measurement uncertainty. This document applies that general guidance
for consumers of location information.
As a statistical measure, values determined for uncertainty are found
based on information in the aggregate, across numerous individual
estimates. An individual estimate might be determined to be
"correct" -- for example, by using a survey to validate the result --
without invalidating the statistical assertion.
This understanding of estimates in the statistical sense explains why
asserting a confidence of 100%, which might seem intuitively correct,
is rarely advisable.
2.1. Uncertainty as a Probability Distribution
The Probability Density Function (PDF) that is described by
uncertainty indicates the probability that the "true" value lies at
any one point. The shape of the probability distribution can vary
depending on the method that is used to determine the result. The
two probability density functions most generally applicable to
location information are considered in this document:
o The normal PDF (also referred to as a Gaussian PDF) is used where
a large number of small random factors contribute to errors. The
value used for the error range in a normal PDF is related to the
standard deviation of the distribution.
o A rectangular PDF is used where the errors are known to be
consistent across a limited range. A rectangular PDF can occur
where a single error source, such as a rounding error, is
significantly larger than other errors. A rectangular PDF is
often described by the half-width of the distribution; that is,
half the width of the distribution.
Each of these probability density functions can be characterized by
its center point, or mean, and its width. For a normal distribution,
uncertainty and confidence together are related to the standard
deviation of the function (see Section 5.4). For a rectangular
distribution, the half-width of the distribution is used.
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Figure 1 shows a normal and rectangular probability density function
with the mean (m) and standard deviation (s) labeled. The half-width
(h) of the rectangular distribution is also indicated.
***** *** Normal PDF
** : ** --- Rectangular PDF
** : **
** : **
.---------*---------------*---------.
| ** : ** |
| ** : ** |
| * <-- s -->: * |
| * : : : * |
| ** : ** |
| * : : : * |
| * : * |
|** : : : **|
** : **
*** | : : : | ***
***** | :<------ h ------>| *****
.****-------+.......:.........:.........:.......+-------*****.
m
Figure 1: Normal and Rectangular Probability Density Functions
For a given PDF, the value of the PDF describes the probability that
the "true" value is found at that point. Confidence for any given
interval is the total probability of the "true" value being in that
range, defined as the integral of the PDF over the interval.
The probability of the "true" value falling between two points is
found by finding the area under the curve between the points (that
is, the integral of the curve between the points). For any given
PDF, the area under the curve for the entire range from negative
infinity to positive infinity is 1 or (100%). Therefore, the
confidence over any interval of uncertainty is always less than
100%.
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Figure 2 shows how confidence is determined for a normal
distribution. The area of the shaded region gives the confidence (c)
for the interval between "m-u" and "m+u".
*****
**:::::**
**:::::::::**
**:::::::::::**
*:::::::::::::::*
**:::::::::::::::**
**:::::::::::::::::**
*:::::::::::::::::::::*
*:::::::::::::::::::::::*
**:::::::::::::::::::::::**
*:::::::::::: c ::::::::::::*
*:::::::::::::::::::::::::::::*
**|:::::::::::::::::::::::::::::|**
** |:::::::::::::::::::::::::::::| **
*** |:::::::::::::::::::::::::::::| ***
***** |:::::::::::::::::::::::::::::| *****
.****..........!:::::::::::::::::::::::::::::!..........*****.
| | |
(m-u) m (m+u)
Figure 2: Confidence as the Integral of a PDF
In Section 5.4, methods are described for manipulating uncertainty if
the shape of the PDF is known.
2.2. Deprecation of the Terms "Precision" and "Resolution"
The terms "Precision" and "Resolution" are defined in RFC 3693
[RFC3693]. These definitions were intended to provide a common
nomenclature for discussing uncertainty; however, these particular
terms have many different uses in other fields, and their definitions
are not sufficient to avoid confusion about their meaning. These
terms are unsuitable for use in relation to quantitative concepts
when discussing uncertainty and confidence in relation to location
information.
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2.3. Accuracy as a Qualitative Concept
Uncertainty is a quantitative concept. The term "accuracy" is useful
in describing, qualitatively, the general concepts of location
information. Accuracy is generally useful when describing
qualitative aspects of location estimates. Accuracy is not a
suitable term for use in a quantitative context.
For instance, it could be appropriate to say that a location estimate
with uncertainty "X" is more accurate than a location estimate with
uncertainty "2X" at the same confidence. It is not appropriate to
assign a number to "accuracy", nor is it appropriate to refer to any
component of uncertainty or confidence as "accuracy". That is,
saying the "accuracy" for the first location estimate is "X" would be
an erroneous use of this term.
3. Uncertainty in Location
A "location estimate" is the result of location determination. A
location estimate is subject to uncertainty like any other
observation. However, unlike a simple measure of a one dimensional
property like length, a location estimate is specified in two or
three dimensions.
Uncertainty in two- or three-dimensional locations can be described
using confidence intervals. The confidence interval for a location
estimate in two- or three-dimensional space is expressed as a subset
of that space. This document uses the term "region of uncertainty"
to refer to the area or volume that describes the confidence
interval.
Areas or volumes that describe regions of uncertainty can be formed
by the combination of two or three one-dimensional ranges, or more
complex shapes could be described (for example, the shapes in
[RFC5491]).
3.1. Targets as Points in Space
This document makes a simplifying assumption that the Target of the
PIDF-LO occupies just a single point in space. While this is clearly
false in virtually all scenarios with any practical application, it
is often a reasonable simplifying assumption to make.
To a large extent, whether this simplification is valid depends on
the size of the Target relative to the size of the uncertainty
region. When locating a personal device using contemporary location
determination techniques, the space the device occupies relative to
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the uncertainty is proportionally quite small. Even where that
device is used as a proxy for a person, the proportions change
little.
This assumption is less useful as uncertainty becomes small relative
to the size of the Target of the PIDF-LO (or conversely, as
uncertainty becomes small relative to the Target). For instance,
describing the location of a football stadium or small country would
include a region of uncertainty that is only slightly larger than the
Target itself. In these cases, much of the guidance in this document
is not applicable. Indeed, as the accuracy of location determination
technology improves, it could be that the advice this document
contains becomes less relevant by the same measure.
3.2. Representation of Uncertainty and Confidence in PIDF-LO
A set of shapes suitable for the expression of uncertainty in
location estimates in the PIDF-LO are described in [GeoShape]. These
shapes are the recommended form for the representation of uncertainty
in PIDF-LO [RFC4119] documents.
The PIDF-LO can contain uncertainty, but it does not include an
indication of confidence. [RFC5491] defines a fixed value of 95%.
Similarly, the PIDF-LO format does not provide an indication of the
shape of the PDF. Section 4 defines elements to convey this
information in PIDF-LO.
Absence of uncertainty information in a PIDF-LO document does not
indicate that there is no uncertainty in the location estimate.
Uncertainty might not have been calculated for the estimate, or it
may be withheld for privacy purposes.
If the Point shape is used, confidence and uncertainty are unknown; a
receiver can either assume a confidence of 0% or infinite
uncertainty. The same principle applies on the altitude axis for
two-dimensional shapes like the Circle.
3.3. Uncertainty and Confidence for Civic Addresses
Automatically determined civic addresses [RFC5139] inherently include
uncertainty, based on the area of the most precise element that is
specified. In this case, uncertainty is effectively described by the
presence or absence of elements. To the recipient of location
information, elements that are not present are uncertain.
To apply the concept of uncertainty to civic addresses, it is helpful
to unify the conceptual models of civic address with geodetic
location information. This is particularly useful when considering
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civic addresses that are determined using reverse geocoding (that is,
the process of translating geodetic information into civic
addresses).
In the unified view, a civic address defines a series of (sometimes
non-orthogonal) spatial partitions. The first is the implicit
partition that identifies the surface of the earth and the space near
the surface. The second is the country. Each label that is included
in a civic address provides information about a different set of
spatial partitions. Some partitions require slight adjustments from
a standard interpretation: for instance, a road includes all
properties that adjoin the street. Each label might need to be
interpreted with other values to provide context.
As a value at each level is interpreted, one or more spatial
partitions at that level are selected, and all other partitions of
that type are excluded. For non-orthogonal partitions, only the
portion of the partition that fits within the existing space is
selected. This is what distinguishes King Street in Sydney from King
Street in Melbourne. Each defined element selects a partition of
space. The resulting location is the intersection of all selected
spaces.
The resulting spatial partition can be considered as a region of
uncertainty.
Note: This view is a potential perspective on the process of
geocoding -- the translation of a civic address to a geodetic
location.
Uncertainty in civic addresses can be increased by removing elements.
This does not increase confidence unless additional information is
used. Similarly, arbitrarily increasing uncertainty in a geodetic
location does not increase confidence.
3.4. DHCP Location Configuration Information and Uncertainty
Location information is often measured in two or three dimensions;
expressions of uncertainty in one dimension only are rare. The
"resolution" parameters in [RFC6225] provide an indication of how
many bits of a number are valid, which could be interpreted as an
expression of uncertainty in one dimension.
[RFC6225] defines a means for representing uncertainty, but a value
for confidence is not specified. A default value of 95% confidence
should be assumed for the combination of the uncertainty on each
axis. This is consistent with the transformation of those forms into
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the uncertainty representations from [RFC5491]. That is, the
confidence of the resultant rectangular Polygon or Prism is assumed
to be 95%.
4. Representation of Confidence in PIDF-LO
On the whole, a fixed definition for confidence is preferable,
primarily because it ensures consistency between implementations.
Location generators that are aware of this constraint can generate
location information at the required confidence. Location recipients
are able to make sensible assumptions about the quality of the
information that they receive.
In some circumstances -- particularly with preexisting systems --
location generators might be unable to provide location information
with consistent confidence. Existing systems sometimes specify
confidence at 38%, 67%, or 90%. Existing forms of expressing
location information, such as that defined in [TS-3GPP-23_032],
contain elements that express the confidence in the result.
The addition of a confidence element provides information that was
previously unavailable to recipients of location information.
Without this information, a location server or generator that has
access to location information with a confidence lower than 95% has
two options:
o The location server can scale regions of uncertainty in an attempt
to achieve 95% confidence. This scaling process significantly
degrades the quality of the information, because the location
server might not have the necessary information to scale
appropriately; the location server is forced to make assumptions
that are likely to result in either an overly conservative
estimate with high uncertainty or an overestimate of confidence.
o The location server can ignore the confidence entirely, which
results in giving the recipient a false impression of its quality.
Both of these choices degrade the quality of the information
provided.
The addition of a confidence element avoids this problem entirely if
a location recipient supports and understands the element. A
recipient that does not understand -- and, hence, ignores -- the
confidence element is in no worse a position than if the location
server ignored confidence.
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4.1. The "confidence" Element
The "confidence" element MAY be added to the "location-info" element
of the PIDF-LO [RFC4119] document. This element expresses the
confidence in the associated location information as a percentage. A
special "unknown" value is reserved to indicate that confidence is
supported, but not known to the Location Generator.
The "confidence" element optionally includes an attribute that
indicates the shape of the PDF of the associated region of
uncertainty. Three values are possible: unknown, normal, and
rectangular.
Indicating a particular PDF only indicates that the distribution
approximately fits the given shape based on the methods used to
generate the location information. The PDF is normal if there are a
large number of small, independent sources of error. It is
rectangular if all points within the area have roughly equal
probability of being the actual location of the Target. Otherwise,
the PDF MUST either be set to unknown or omitted.
If a PIDF-LO does not include the confidence element, the confidence
of the location estimate is 95%, as defined in [RFC5491].
A Point shape does not have uncertainty (or it has infinite
uncertainty), so confidence is meaningless for a Point; therefore,
this element MUST be omitted if only a Point is provided.
4.2. Generating Locations with Confidence
Location generators SHOULD attempt to ensure that confidence is equal
in each dimension when generating location information. This
restriction, while not always practical, allows for more accurate
scaling, if scaling is necessary.
A confidence element MUST be included with all location information
that includes uncertainty (that is, all forms other than a Point). A
special "unknown" is used if confidence is not known.
4.3. Consuming and Presenting Confidence
The inclusion of confidence that is anything other than 95% presents
a potentially difficult usability problem for applications that use
location information. Effectively communicating the probability that
a location is incorrect to a user can be difficult.
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It is inadvisable to simply display locations of any confidence, or
to display confidence in a separate or non-obvious fashion. If
locations with different confidence levels are displayed such that
the distinction is subtle or easy to overlook -- such as using fine
graduations of color or transparency for graphical uncertainty
regions or displaying uncertainty graphically, but providing
confidence as supplementary text -- a user could fail to notice a
difference in the quality of the location information that might be
significant.
Depending on the circumstances, different ways of handling confidence
might be appropriate. Section 5 describes techniques that could be
appropriate for consumers that use automated processing.
Providing that the full implications of any choice for the
application are understood, some amount of automated processing could
be appropriate. In a simple example, applications could choose to
discard or suppress the display of location information if confidence
does not meet a predetermined threshold.
In settings where there is an opportunity for user training, some of
these problems might be mitigated by defining different operational
procedures for handling location information at different confidence
levels.
5. Manipulation of Uncertainty
This section deals with manipulation of location information that
contains uncertainty.
The following rules generally apply when manipulating location
information:
o Where calculations are performed on coordinate information, these
should be performed in Cartesian space and the results converted
back to latitude, longitude, and altitude. A method for
converting to and from Cartesian coordinates is included in
Appendix A.
While some approximation methods are useful in simplifying
calculations, treating latitude and longitude as Cartesian axes
is never advisable. The two axes are not orthogonal. Errors
can arise from the curvature of the earth and from the
convergence of longitude lines.
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o Normal rounding rules do not apply when rounding uncertainty.
When rounding, the region of uncertainty always increases (that
is, errors are rounded up) and confidence is always rounded down
(see [NIST.TN1297]). This means that any manipulation of
uncertainty is a non-reversible operation; each manipulation can
result in the loss of some information.
5.1. Reduction of a Location Estimate to a Point
Manipulating location estimates that include uncertainty information
requires additional complexity in systems. In some cases, systems
only operate on definitive values, that is, a single point.
This section describes algorithms for reducing location estimates to
a simple form without uncertainty information. Having a consistent
means for reducing location estimates allows for interaction between
applications that are able to use uncertainty information and those
that cannot.
Note: Reduction of a location estimate to a point constitutes a
reduction in information. Removing uncertainty information can
degrade results in some applications. Also, there is a natural
tendency to misinterpret a Point location as representing a
location without uncertainty. This could lead to more serious
errors. Therefore, these algorithms should only be applied where
necessary.
Several different approaches can be taken when reducing a location
estimate to a point. Different methods each make a set of
assumptions about the properties of the PDF and the selected point;
no one method is more "correct" than any other. For any given region
of uncertainty, selecting an arbitrary point within the area could be
considered valid; however, given the aforementioned problems with
Point locations, a more rigorous approach is appropriate.
Given a result with a known distribution, selecting the point within
the area that has the highest probability is a more rigorous method.
Alternatively, a point could be selected that minimizes the overall
error; that is, it minimizes the expected value of the difference
between the selected point and the "true" value.
If a rectangular distribution is assumed, the centroid of the area or
volume minimizes the overall error. Minimizing the error for a
normal distribution is mathematically complex. Therefore, this
document opts to select the centroid of the region of uncertainty
when selecting a point.
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5.1.1. Centroid Calculation
For regular shapes, such as Circle, Sphere, Ellipse, and Ellipsoid,
this approach equates to the center point of the region. For regions
of uncertainty that are expressed as regular Polygons and Prisms, the
center point is also the most appropriate selection.
For the Arc-Band shape and non-regular Polygons and Prisms, selecting
the centroid of the area or volume minimizes the overall error. This
assumes that the PDF is rectangular.
Note: The centroid of a concave Polygon or Arc-Band shape is not
necessarily within the region of uncertainty.
5.1.1.1. Arc-Band Centroid
The centroid of the Arc-Band shape is found along a line that bisects
the arc. The centroid can be found at the following distance from
the starting point of the arc-band (assuming an arc-band with an
inner radius of "r", outer radius "R", start angle "a", and opening
angle "o"):
d = 4 * sin(o/2) * (R*R + R*r + r*r) / (3*o*(R + r))
This point can be found along the line that bisects the arc; that is,
the line at an angle of "a + (o/2)".
5.1.1.2. Polygon Centroid
Calculating a centroid for the Polygon and Prism shapes is more
complex. Polygons that are specified using geodetic coordinates are
not necessarily coplanar. For Polygons that are specified without an
altitude, choose a value for altitude before attempting this process;
an altitude of 0 is acceptable.
The method described in this section is simplified by assuming
that the surface of the earth is locally flat. This method
degrades as polygons become larger; see [GeoShape] for
recommendations on polygon size.
The polygon is translated to a new coordinate system that has an x-y
plane roughly parallel to the polygon. This enables the elimination
of z-axis values and calculating a centroid can be done using only x
and y coordinates. This requires that the upward normal for the
polygon be known.
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To translate the polygon coordinates, apply the process described in
Appendix B to find the normal vector "N = [Nx,Ny,Nz]". This value
should be made a unit vector to ensure that the transformation matrix
is a special orthogonal matrix. From this vector, select two vectors
that are perpendicular to this vector and combine these into a
transformation matrix.
If "Nx" and "Ny" are non-zero, the matrices in Figure 3 can be used,
given "p = sqrt(Nx^2 + Ny^2)". More transformations are provided
later in this section for cases where "Nx" or "Ny" are zero.
[ -Ny/p Nx/p 0 ] [ -Ny/p -Nx*Nz/p Nx ]
T = [ -Nx*Nz/p -Ny*Nz/p p ] T' = [ Nx/p -Ny*Nz/p Ny ]
[ Nx Ny Nz ] [ 0 p Nz ]
(Transform) (Reverse Transform)
Figure 3: Recommended Transformation Matrices
To apply a transform to each point in the polygon, form a matrix from
the Cartesian Earth-Centered, Earth-Fixed (ECEF) coordinates and use
matrix multiplication to determine the translated coordinates.
[ -Ny/p Nx/p 0 ] [ x[1] x[2] x[3] ... x[n] ]
[ -Nx*Nz/p -Ny*Nz/p p ] * [ y[1] y[2] y[3] ... y[n] ]
[ Nx Ny Nz ] [ z[1] z[2] z[3] ... z[n] ]
[ x'[1] x'[2] x'[3] ... x'[n] ]
= [ y'[1] y'[2] y'[3] ... y'[n] ]
[ z'[1] z'[2] z'[3] ... z'[n] ]
Figure 4: Transformation
Alternatively, direct multiplication can be used to achieve the same
result:
x'[i] = -Ny * x[i] / p + Nx * y[i] / p
y'[i] = -Nx * Nz * x[i] / p - Ny * Nz * y[i] / p + p * z[i]
z'[i] = Nx * x[i] + Ny * y[i] + Nz * z[i]
The first and second rows of this matrix ("x'" and "y'") contain the
values that are used to calculate the centroid of the polygon. To
find the centroid of this polygon, first find the area using:
A = sum from i=1..n of (x'[i]*y'[i+1]-x'[i+1]*y'[i]) / 2
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For these formulae, treat each set of coordinates as circular, that
is "x'[0] == x'[n]" and "x'[n+1] == x'[1]". Based on the area, the
centroid along each axis can be determined by:
Cx' = sum (x'[i]+x'[i+1]) * (x'[i]*y'[i+1]-x'[i+1]*y'[i]) / (6*A)
Cy' = sum (y'[i]+y'[i+1]) * (x'[i]*y'[i+1]-x'[i+1]*y'[i]) / (6*A)
Note: The formula for the area of a polygon will return a negative
value if the polygon is specified in a clockwise direction. This
can be used to determine the orientation of the polygon.
The third row contains a distance from a plane parallel to the
polygon. If the polygon is coplanar, then the values for "z'" are
identical; however, the constraints recommended in [RFC5491] mean
that this is rarely the case. To determine "Cz'", average these
values:
Cz' = sum z'[i] / n
Once the centroid is known in the transformed coordinates, these can
be transformed back to the original coordinate system. The reverse
transformation is shown in Figure 5.
[ -Ny/p -Nx*Nz/p Nx ] [ Cx' ] [ Cx ]
[ Nx/p -Ny*Nz/p Ny ] * [ Cy' ] = [ Cy ]
[ 0 p Nz ] [ sum of z'[i] / n ] [ Cz ]
Figure 5: Reverse Transformation
The reverse transformation can be applied directly as follows:
Cx = -Ny * Cx' / p - Nx * Nz * Cy' / p + Nx * Cz'
Cy = Nx * Cx' / p - Ny * Nz * Cy' / p + Ny * Cz'
Cz = p * Cy' + Nz * Cz'
The ECEF value "[Cx,Cy,Cz]" can then be converted back to geodetic
coordinates. Given a polygon that is defined with no altitude or
equal altitudes for each point, the altitude of the result can be
either ignored or reset after converting back to a geodetic value.
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The centroid of the Prism shape is found by finding the centroid of
the base polygon and raising the point by half the height of the
prism. This can be added to altitude of the final result;
alternatively, this can be added to "Cz'", which ensures that
negative height is correctly applied to polygons that are defined in
a clockwise direction.
The recommended transforms only apply if "Nx" and "Ny" are non-zero.
If the normal vector is "[0,0,1]" (that is, along the z-axis), then
no transform is necessary. Similarly, if the normal vector is
"[0,1,0]" or "[1,0,0]", avoid the transformation and use the x and z
coordinates or y and z coordinates (respectively) in the centroid
calculation phase. If either "Nx" or "Ny" are zero, the alternative
transform matrices in Figure 6 can be used. The reverse transform is
the transpose of this matrix.
if Nx == 0: | if Ny == 0:
[ 0 -Nz Ny ] [ 0 1 0 ] | [ -Nz 0 Nx ]
T = [ 1 0 0 ] T' = [ -Nz 0 Ny ] | T = T' = [ 0 1 0 ]
[ 0 Ny Nz ] [ Ny 0 Nz ] | [ Nx 0 Nz ]
Figure 6: Alternative Transformation Matrices
5.2. Conversion to Circle or Sphere
The circle or sphere are simple shapes that suit a range of
applications. A circle or sphere contains fewer units of data to
manipulate, which simplifies operations on location estimates.
The simplest method for converting a location estimate to a Circle or
Sphere shape is to determine the centroid and then find the longest
distance to any point in the region of uncertainty to that point.
This distance can be determined based on the shape type:
Circle/Sphere: No conversion necessary.
Ellipse/Ellipsoid: The greater of either semi-major axis or altitude
uncertainty.
Polygon/Prism: The distance to the farthest vertex of the Polygon
(for a Prism, it is only necessary to check points on the base).
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Arc-Band: The farthest length from the centroid to the points where
the inner and outer arc end. This distance can be calculated by
finding the larger of the two following formulae:
X = sqrt( d*d + R*R - 2*d*R*cos(o/2) )
x = sqrt( d*d + r*r - 2*d*r*cos(o/2) )
Once the Circle or Sphere shape is found, the associated confidence
can be increased if the result is known to follow a normal
distribution. However, this is a complicated process and provides
limited benefit. In many cases, it also violates the constraint that
confidence in each dimension be the same. Confidence should be
unchanged when performing this conversion.
Two-dimensional shapes are converted to a Circle; three-dimensional
shapes are converted to a Sphere.
5.3. Conversion from Three-Dimensional to Two-Dimensional
A three-dimensional shape can be easily converted to a two-
dimensional shape by removing the altitude component. A Sphere
becomes a Circle; a Prism becomes a Polygon; an Ellipsoid becomes an
Ellipse. Each conversion is simple, requiring only the removal of
those elements relating to altitude.
The altitude is unspecified for a two-dimensional shape and therefore
has unlimited uncertainty along the vertical axis. The confidence
for the two-dimensional shape is thus higher than the three-
dimensional shape. Assuming equal confidence on each axis, the
confidence of the Circle can be increased using the following
approximate formula:
C[2d] >= C[3d] ^ (2/3)
"C[2d]" is the confidence of the two-dimensional shape and "C[3d]" is
the confidence of the three-dimensional shape. For example, a Sphere
with a confidence of 95% can be simplified to a Circle of equal
radius with confidence of 96.6%.
5.4. Increasing and Decreasing Uncertainty and Confidence
The combination of uncertainty and confidence provide a great deal of
information about the nature of the data that is being measured. If
uncertainty, confidence, and PDF are known, certain information can
be extrapolated. In particular, the uncertainty can be scaled to
meet a desired confidence or the confidence for a particular region
of uncertainty can be found.
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In general, confidence decreases as the region of uncertainty
decreases in size, and confidence increases as the region of
uncertainty increases in size. However, this depends on the PDF;
expanding the region of uncertainty for a rectangular distribution
has no effect on confidence without additional information. If the
region of uncertainty is increased during the process of obfuscation
(see [RFC6772]), then the confidence cannot be increased.
A region of uncertainty that is reduced in size always has a lower
confidence.
A region of uncertainty that has an unknown PDF shape cannot be
reduced in size reliably. The region of uncertainty can be expanded,
but only if confidence is not increased.
This section makes the simplifying assumption that location
information is symmetrically and evenly distributed in each
dimension. This is not necessarily true in practice. If better
information is available, alternative methods might produce better
results.
5.4.1. Rectangular Distributions
Uncertainty that follows a rectangular distribution can only be
decreased in size. Increasing uncertainty has no value, since it has
no effect on confidence. Since the PDF is constant over the region
of uncertainty, the resulting confidence is determined by the
following formula:
Cr = Co * Ur / Uo
Where "Uo" and "Ur" are the sizes of the original and reduced regions
of uncertainty (either the area or the volume of the region); "Co"
and "Cr" are the confidence values associated with each region.
Information is lost by decreasing the region of uncertainty for a
rectangular distribution. Once reduced in size, the uncertainty
region cannot subsequently be increased in size.
5.4.2. Normal Distributions
Uncertainty and confidence can be both increased and decreased for a
normal distribution. This calculation depends on the number of
dimensions of the uncertainty region.
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For a normal distribution, uncertainty and confidence are related to
the standard deviation of the function. The following function
defines the relationship between standard deviation, uncertainty, and
confidence along a single axis:
S[x] = U[x] / ( sqrt(2) * erfinv(C[x]) )
Where "S[x]" is the standard deviation, "U[x]" is the uncertainty,
and "C[x]" is the confidence along a single axis. "erfinv" is the
inverse error function.
Scaling a normal distribution in two dimensions requires several
assumptions. Firstly, it is assumed that the distribution along each
axis is independent. Secondly, the confidence for each axis is
assumed to be the same. Therefore, the confidence along each axis
can be assumed to be:
C[x] = Co ^ (1/n)
Where "C[x]" is the confidence along a single axis and "Co" is the
overall confidence and "n" is the number of dimensions in the
uncertainty.
Therefore, to find the uncertainty for each axis at a desired
confidence, "Cd", apply the following formula:
Ud[x] <= U[x] * (erfinv(Cd ^ (1/n)) / erfinv(Co ^ (1/n)))
For regular shapes, this formula can be applied as a scaling factor
in each dimension to reach a required confidence.
5.5. Determining Whether a Location Is within a Given Region
A number of applications require that a judgment be made about
whether a Target is within a given region of interest. Given a
location estimate with uncertainty, this judgment can be difficult.
A location estimate represents a probability distribution, and the
true location of the Target cannot be definitively known. Therefore,
the judgment relies on determining the probability that the Target is
within the region.
The probability that the Target is within a particular region is
found by integrating the PDF over the region. For a normal
distribution, there are no analytical methods that can be used to
determine the integral of the two- or three-dimensional PDF over an
arbitrary region. The complexity of numerical methods is also too
great to be useful in many applications; for example, finding the
integral of the PDF in two or three dimensions across the overlap
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between the uncertainty region and the target region. If the PDF is
unknown, no determination can be made without a simplifying
assumption.
When judging whether a location is within a given region, this
document assumes that uncertainties are rectangular. This introduces
errors, but simplifies the calculations significantly. Prior to
applying this assumption, confidence should be scaled to 95%.
Note: The selection of confidence has a significant impact on the
final result. Only use a different confidence if an uncertainty
value for 95% confidence cannot be found.
Given the assumption of a rectangular distribution, the probability
that a Target is found within a given region is found by first
finding the area (or volume) of overlap between the uncertainty
region and the region of interest. This is multiplied by the
confidence of the location estimate to determine the probability.
Figure 7 shows an example of finding the area of overlap between the
region of uncertainty and the region of interest.
_.-""""-._
.' `. _ Region of
/ \ / Uncertainty
..+-"""--.. |
.-' | :::::: `-. |
,' | :: Ao ::: `. |
/ \ :::::::::: \ /
/ `._ :::::: _.X
| `-....-' |
| |
| |
\ /
`. .' \_ Region of
`._ _.' Interest
`--..___..--'
Figure 7: Area of Overlap between Two Circular Regions
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Once the area of overlap, "Ao", is known, the probability that the
Target is within the region of interest, "Pi", is:
Pi = Co * Ao / Au
Given that the area of the region of uncertainty is "Au" and the
confidence is "Co".
This probability is often input to a decision process that has a
limited set of outcomes; therefore, a threshold value needs to be
selected. Depending on the application, different threshold
probabilities might be selected. A probability of 50% or greater is
recommended before deciding that an uncertain value is within a given
region. If the decision process selects between two or more regions,
as is required by [RFC5222], then the region with the highest
probability can be selected.
5.5.1. Determining the Area of Overlap for Two Circles
Determining the area of overlap between two arbitrary shapes is a
non-trivial process. Reducing areas to circles (see Section 5.2)
enables the application of the following process.
Given the radius of the first circle "r", the radius of the second
circle "R", and the distance between their center points "d", the
following set of formulae provide the area of overlap "Ao".
o If the circles don't overlap, that is "d >= r+R", "Ao" is zero.
o If one of the two circles is entirely within the other, that is
"d <= |r-R|", the area of overlap is the area of the smaller
circle.
o Otherwise, if the circles partially overlap, that is "d < r+R" and
"d > |r-R|", find "Ao" using:
a = (r^2 - R^2 + d^2)/(2*d)
Ao = r^2*acos(a/r) + R^2*acos((d - a)/R) - d*sqrt(r^2 - a^2)
A value for "d" can be determined by converting the center points to
Cartesian coordinates and calculating the distance between the two
center points:
d = sqrt((x1-x2)^2 + (y1-y2)^2 + (z1-z2)^2)
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5.5.2. Determining the Area of Overlap for Two Polygons
A calculation of overlap based on polygons can give better results
than the circle-based method. However, efficient calculation of
overlapping area is non-trivial. Algorithms such as Vatti's clipping
algorithm [Vatti92] can be used.
For large polygonal areas, it might be that geodesic interpolation is
used. In these cases, altitude is also frequently omitted in
describing the polygon. For such shapes, a planar projection can
still give a good approximation of the area of overlap if the larger
area polygon is projected onto the local tangent plane of the
smaller. This is only possible if the only area of interest is that
contained within the smaller polygon. Where the entire area of the
larger polygon is of interest, geodesic interpolation is necessary.
6. Examples
This section presents some examples of how to apply the methods
described in Section 5.
6.1. Reduction to a Point or Circle
Alice receives a location estimate from her Location Information
Server (LIS) that contains an ellipsoidal region of uncertainty.
This information is provided at 19% confidence with a normal PDF. A
PIDF-LO extract for this information is shown in Figure 8.
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See RFC 7459.
END Thomson & Winterbottom Standards Track [Page 32] RFC 7459 Uncertainty & Confidence February 2015 8.2. XML Schema Registration An XML schema has been registered, as per the guidelines in [RFC3688]. URI: urn:ietf:params:xml:schema:geopriv:conf Registrant Contact: IETF GEOPRIV working group (geopriv@ietf.org), Martin Thomson (martin.thomson@gmail.com). Schema: The XML for this schema can be found as the entirety of Section 7 of this document. 9. Security Considerations This document describes methods for managing and manipulating uncertainty in location. No specific security concerns arise from most of the information provided. The considerations of [RFC4119] all apply. A thorough treatment of the privacy implications of describing location information are discussed in [RFC6280]. Including uncertainty information increases the amount of information available; and altering uncertainty is not an effective privacy mechanism. Providing uncertainty and confidence information can reveal information about the process by which location information is generated. For instance, it might reveal information that could be used to infer that a user is using a mobile device with a GPS, or that a user is acquiring location information from a particular network-based service. A Rule Maker might choose to remove uncertainty-related fields from a location object in order to protect this information. Note however that information might not be perfectly protected due to difficulties associated with location obfuscation, as described in Section 13.5 of [RFC6772]. In particular, increasing uncertainty does not necessarily result in a reduction of the information conveyed by the location object. Adding confidence to location information risks misinterpretation by consumers of location that do not understand the element. This could be exploited, particularly when reducing confidence, since the resulting uncertainty region might include locations that are less likely to contain the Target than the recipient expects. Since this sort of error is always a possibility, the impact of this is low. Thomson & Winterbottom Standards Track [Page 33] RFC 7459 Uncertainty & Confidence February 2015 10. References 10.1. Normative References [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997,