Independent Submission J. Gilger
Request for Comments: 7397 H. Tschofenig
Category: Informational December 2014
ISSN: 2070-1721
Report from the Smart Object Security Workshop
Abstract
This document provides a summary of a workshop on 'Smart Object
Security' that took place in Paris on March 23, 2012. The main goal
of the workshop was to allow participants to share their thoughts
about the ability to utilize existing and widely deployed security
mechanisms for smart objects.
This report summarizes the discussions and lists the conclusions and
recommendations to the Internet Engineering Task Force (IETF)
community.
Status of This Memo
This document is not an Internet Standards Track specification; it is
published for informational purposes.
This is a contribution to the RFC Series, independently of any other
RFC stream. The RFC Editor has chosen to publish this document at
its discretion and makes no statement about its value for
implementation or deployment. Documents approved for publication by
the RFC Editor are not a candidate for any level of Internet
Standard; see Section 2 of RFC 5741.
Information about the current status of this document, any errata,
and how to provide feedback on it may be obtained at
http://www.rfc-editor.org/info/rfc7397.
Copyright Notice
Copyright (c) 2014 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
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to this document.
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Table of Contents
1. Introduction ....................................................2
2. Terminology .....................................................3
3. Workshop Structure ..............................................3
3.1. Requirements and Use Cases .................................4
3.2. Implementation Experience ..................................7
3.3. Authorization .............................................10
3.4. Provisioning of Credentials ...............................12
4. Summary ........................................................14
5. Security Considerations ........................................15
6. References .....................................................16
6.1. Normative References ......................................16
6.2. Informative References ....................................16
Appendix A. Program Committee .....................................18
Appendix B. Published Workshop Material ...........................18
Appendix C. Accepted Position Papers ..............................18
Appendix D. Workshop Participants .................................21
Acknowledgements ..................................................22
Authors' Addresses ................................................23
1. Introduction
In early 2011, the Internet Architecture Board (IAB) solicited
position statements for a workshop on 'Interconnecting Smart Objects
with the Internet', aiming to get feedback from the wider Internet
community on their experience with deploying IETF protocols in
constrained environments. The workshop took place in Prague on March
25, 2011. During the workshop, a range of topics were discussed,
including architecture, routing, energy efficiency, and security.
RFC 6574 [RFC6574] summarizes the discussion and suggests several
next steps.
During the months following the workshop, new IETF initiatives were
started, such as the Light-Weight Implementation Guidance (LWIG)
working group, and hackathons were organized at IETF 80 and IETF 81
to better facilitate the exchange of ideas.
Contributions regarding security from the IETF Constrained RESTful
Environments (CoRE) working group and the IETF Transport Layer
Security (TLS) working group made it clear that further discussions
on security were necessary and that those would have to incorporate
implementation and deployment experience as well as a shared
understanding of how various building blocks fit into a larger
architecture.
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The workshop on 'Smart Object Security' was organized to bring
together various disconnected discussions about smart object
security happening in different IETF working groups and industry
fora. It was a one-day workshop held prior to the IETF 83 in Paris
on March 23, 2012.
The workshop organizers were particularly interested in getting input
on the following topics, as outlined in the call for position papers:
o What techniques for issuing credentials have been deployed?
o What extensions are useful to make existing security protocols
more suitable for smart objects?
o What type of credentials are frequently used?
o What experience has been gained when implementing and deploying
application-layer, transport-layer, network-layer, and link-layer
security mechanisms (or a mixture of all of them)?
o How can "clever" implementations make security protocols a better
fit for constrained devices?
o Are there lessons we can learn from existing deployments?
This document lists some of the recurring discussion topics at the
workshop. It also offers recommendations from the workshop
participants.
Note that this document is a report on the proceedings of the
workshop. The views and positions documented in this report are
those of the workshop participants and do not necessarily reflect the
views of the authors or the Internet Architecture Board (IAB).
2. Terminology
This document uses security terminology from [RFC4949] and terms
related to smart objects from [RFC6574].
3. Workshop Structure
With 35 accepted position papers, there was a wealth of topics to
talk about during the one-day workshop. The program committee
decided to divide the discussion into four topic areas ("Requirements
and Use Cases", "Implementation Experience", "Authorization", and
"Providing Credentials"), with two or three invited talks per slot to
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get a discussion started. This section will summarize the points
raised by the invited speakers as well as the essence of the ensuing
discussions.
3.1. Requirements and Use Cases
To design a security solution, an initial starting point is to
understand the communication relationships, the constraints, and the
security threats. The typical IETF Security Considerations section
describes security threats, security requirements, and security
solutions at the level of a single protocol or a single document. To
offer a meaningful solution for a smart object deployment, it is,
however, necessary to go beyond this limited view to the analysis of
the larger ecosystem. The security analysis documented in [RFC3552]
and in [RFC4101] still provides valuable guidance.
Typical questions that arise are:
1. Who are the involved actors?
Some usage scenarios look very simple at first but then, after a
longer investigation, turn out to be quite complex. The smart
meter deployment, for example, certainly belongs to one of the
more complex deployments due to the history of the energy sector
(see [RFC6272]).
2. Who provisions credentials?
Credentials may, for example, be provisioned by the end user, the
hardware manufacturer, an application service provider, or other
parties. With security provided at multiple layers, credentials
from multiple parties may need to be provisioned.
3. What constraints are imposed on the design?
For example, a constraint can be the need to interwork with
existing infrastructure. From an architectural point of view, an
important question is whether security is terminated at the
border router (or proxy server) at the customer's premise or if
end-to-end security to servers in the Internet is required. A
more detailed discussion can be found at [SMART-OBJECT].
4. What type of authorization is required by the identified actors?
This may, for example, be authorization to get access to the
network or authorization at the application layer. Authorization
decisions may be binary or may consist of complex, role-based
access control policies.
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5. What tasks are expected by the customer who deploys the solution?
An end customer may, for example, be expected to enter short PIN
codes to pair devices, need to update the firmware, or need to
connect to an appliance via a web browser to make more
sophisticated configuration settings. The familiarity of end
users with Internet-based devices certainly increases constantly,
but user-interface challenges contribute to a large number of
security weaknesses of the Internet and therefore have to be
taken into account.
To illustrate the differences, consider a mass-market deployment for
end customers in comparison to a deployment that is targeting
enterprise customers. In the latter case, enterprise system
administrators are likely to utilize different management systems to
provision security and other system-relevant parameters.
Paul Chilton illustrated the security and usability requirements in a
typical end-user scenario for small-scale smart lighting systems
[PaulChilton]. These systems present a substantial challenge for
providing usable and secure communication because they are supposed
to be cheap and very easy to set up, ideally as easy as their "dumb"
predecessors. The example of IP-enabled light bulbs shows that the
more constrained devices are, the more difficult it is to get
security right. For this reason, and the required usability, light
bulbs might just be the perfect example for examining the viability
of security solutions.
Rudolf van der Berg focused on large-scale deployments of smart
objects, such as eBook readers, smart meters, and automobiles. The
use of mobile cellular networks is attractive because they are
networks with adequate coverage and capacity on a global scale. In
order to make use of mobile networks, you need to make use of
authentication based on Subscriber Identity Modules (SIMs). However,
at this moment, the SIM is controlled by the network operator. These
companies could also use EAP-SIM (Extensible Authentication Protocol
SIM) [RFC4186] authentication in, for example, wireless LANs.
The end-user interaction may differ depending on the credentials
being used: for a light bulb deployed in the user's home, it is
expected that the user somehow configures devices so that only, for
example, family members can turn them on and off. Smart objects that
are equipped with SIM-based credential infrastructure do not require
credential management by the end user since credential management by
the operator can be assumed. Switching cellular operators may,
however, pose challenges for these devices.
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Furthermore, we have a technology that will be both deployed by end
users and large enterprise customers. While the protocol building
blocks may be the same, there is certainly a big difference between
deployments for large-scale industrial applications and deployments
for regular end users in terms of the architecture. Between these
two, the security requirements differ significantly, as do the
threats. It is difficult, if not impossible, to develop a single
security architecture that fulfills the needs of all users while at
the same time meeting the constraints of all kinds of smart objects.
In the consumer market, security should not incur any overhead during
installation. If an end user has to invest more time or effort to
secure a smart object network, he or she will likely not do it.
Consumer products will often be retrofitted into the existing
infrastructure, bought, and installed by consumers themselves. This
means that devices will have to come pre-installed to some extent and
will most likely interoperate only with the infrastructure provided
by the vendor, i.e., the devices will be able to connect to the
Internet but will only interoperate with the servers provided by the
vendor selling the device.
Closed systems (one bulb, one switch) typically work out of the box,
as they have been extensively tested and often come with factory-
configured security credentials. Problems do arise when additional
devices are added or when these closed systems get connected to the
Internet. It is still very common to ship devices with default
passwords. It is, however, not acceptable that a device is in a
vulnerable, but Internet-connected, state before it has been
correctly configured by a consumer. It is easy to conceive that many
consumers do not configure their devices properly and may therefore
make it easy for an adversary to take control of the device by, for
example, using the default password or outdated firmware.
Once security threats for a specific deployment scenario have been
identified, an assessment takes place to decide what security
requirements can be identified and what security properties are
desirable for the solution. As part of this process, a conscious
decision needs to take place about which countermeasures will be used
to mitigate certain threats. For some security threats, the
assessment may also lead to the conclusion that the threat is
considered out-of-scope and, therefore, no technical protection is
applied. Different businesses are likely to come to different
conclusions about the priorities for protection and what security
requirements will be derived.
Which security threats are worthwhile to protect against is certainly
in the eye of the beholder and remains an entertaining discussion
even among security specialists. For some of the workshop
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participants, the security threats against a smart lighting system
were considered relatively minor compared to other smart home
appliances. Clearly, the threats depend on the specific application
domain, but there is a certain danger that deployments of vulnerable
smart objects will increase. As the systems evolve and become more
pervasive, additional security features may be required and may be
difficult to incorporate into the already installed base,
particularly if smart objects have no software update mechanism
incorporated in their initial design. Smart objects that require
human interaction to perform software updates will likely be
problematic in the future. This is particularly true for devices
that are expected to have service schedules of five to twenty-five
years. Experience shows that security breaches that are considered
pranks usually evolve very rapidly to become destructive attacks.
Apart from the security requirements of individual households and
users, it is also important to look at the implications of
vulnerabilities in large-scale smart object deployments, for example,
in smart meters and the power grid.
Finally, there is the usual wealth of other requirements that need to
be taken into account, such as ability for remote configuration and
software updates, the ability to deal with transfer of ownership of a
device, avoidance of operator or vendor lock-in, crypto agility,
minimal production, license and IPR costs, etc.
3.2. Implementation Experience
The second slot of the workshop was dedicated to reports from first-
hand implementation experience. Various participants had provided
position papers exploring different security protocols and
cryptographic primitives. There were three invited talks that
covered tiny implementations of the Constrained Application Protocol
(CoAP) protected by Datagram Transport Layer Security (DTLS), a TLS
implementation using raw public keys, and general experience with
implementing public key cryptography on smart object devices.
All three presenters demonstrated that implementations of IETF
security protocols on various constraint devices are feasible. This
was confirmed by other workshop participants as well. The overall
code size and performance of finished implementations will depend on
the chosen feature set. It is fairly obvious that more features
translate to a more complex outcome. Luckily, IETF security
protocols in general (and TLS/DTLS is no exception) can be customized
in a variety of ways to fit a specific deployment environment. As
such, an engineer will have to decide which features are important
for a given deployment scenario and what trade-offs can be made.
There was also the belief that IETF security protocols offer useful
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customization features (such as different ciphersuites in TLS/DTLS)
to select the desired combination of algorithms and cryptographic
primitives. The need to optimize available security protocols
further or to even develop new cryptographic primitives for smart
objects was questioned and not seen as worthwhile by many
participants.
The three common constraints for security implementations on smart
objects are code size, energy consumption, and bandwidth. The
importance of tailoring a solution to one of these constraints
depends on the specific deployment environment. It might be
difficult to develop a solution that addresses all constraints at the
same time. For example, minimizing memory use may lead to increased
communication overhead.
Waiting for the next generation of hardware typically does not
magically lift the constraints faced today. The workshop
participants again reinforced the message that was made at the
earlier smart object workshop [RFC6574] regarding future developments
in the smart object space:
While there are constantly improvements being made, Moore's law
tends to be less effective in the embedded system space than in
personal computing devices: gains made available by increases in
transistor count and density are more likely to be invested in
reductions of cost and power requirements than into continual
increases in computing power.
The above statement is applicable to smart object designs in general,
not only for security. Thus, it is expected that designers will
continue having to deal with various constraints of smart objects in
the future. A short description of the different classes of smart
objects can be found in [RFC7228], which also provides security-
related guidance. The workshop participants noted that making
security protocols suitable for smart objects must not water down
their effectiveness. Security functionality will demand some portion
of the overall code size. It will have an impact on the performance
of communication interactions, lead to higher energy consumption, and
certainly make the entire product more complex. Still, omitting
security functionality because of various constraints is not an
option. The experience with implementing available security
protocols was encouraging even though the need to make various
architectural design decisions for selecting the right set of
protocols and protocol extensions that everyone must agree on was
pointed out. Sometimes, the leading constraint is energy
consumption, and in other cases, it is main memory, CPU performance,
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or bandwidth. In any case, for an optimization, it is important to
look at the entire system rather than a single protocol or even a
specific algorithm.
Equally important to the code size of the protocols being used in a
deployed product are various other design decisions, such as the
communication model, the number of communication partners, the
interoperability requirements, and the threats that are being dealt
with. Mohit Sethi noted that even the execution time for relatively
expensive operations like asymmetric signature generation and
verification are within acceptable limits for very constrained
devices, like an Arduino UNO. In either case, public key
cryptography will likely only be used for the initial communication
setup to establish symmetric session keys. Perhaps surprisingly, the
energy cost of transmitting data wirelessly dwarfs even expensive
computations like public key cryptography. Since wireless reception
is actually the most power-consuming task on a smart object,
protocols have to be designed accordingly.
The workshop participants shared the view that the complexity of
security protocols is a result of desired features. Redesigning a
protocol with the same set of features will, quite likely, lead to a
similar outcome in terms of code size, memory consumption, and
performance. It was, however, also acknowledged that the security
properties offered by DTLS/TLS/IKEv2-IPsec may not be needed for all
deployment environments. DTLS, for example, offers an authentication
and key exchange framework combined with channel security offering
data-origin authentication, integrity protection, and (optionally)
confidentiality protection.
The biggest optimization in terms of code size can be gained when
looking at the complete protocol stack, rather than only
cryptographic algorithms. This also includes software update
mechanisms and configuration mechanisms, all of which have to work
together. What may not have been investigated enough is the
potential of performing cross-layer and cross-protocol optimization.
We also need to think about how many protocols for security setup we
want to have. Due to the desire to standardize generic building
blocks, the ability to optimize for specific deployment environments
has been reduced.
Finally, it was noted that scalability of security protocols does not
imply usability. This means that while smart object technology might
currently be developed in large-scale industrial environments, it
should be equally usable for consumers who want to equip their home
with just a few light bulbs.
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For details about the investigated protocol implementations, please
consult the position papers, such as the ones by Bergmann et al.,
Perelman et al., Tschofenig, and Raza et al. (see Appendix C).
3.3. Authorization
The discussion slot on authorization was meant to provide an idea of
what kind of authorization decisions are common in smart object
networks. Authorization is defined as an "approval that is granted
to a system entity to access a system resource" [RFC4949].
Authorization requires a view on the entire smart object lifecycle to
determine when and how a device was added to a specific environment,
what permissions have been granted for this device, and how users are
allowed to interact with it. On a high level, there are two types of
authorization schemes. First, there are those systems that utilize
an authenticated identifier and match it against an access control
list. Second, there are trait-based authorization mechanisms that
separate the authenticated identifier from the authorization rights
and utilize roles and other attributes to determine whether to grant
or deny access to a protected resource.
Richard Barnes looked at earlier communication security work and
argued that the model that dominates the web today will not be enough
for the smart object environment. Simply identifying users by their
credentials and servers via certificates is not something that
translates well to smart object networks because it binds all the
capabilities to the credentials. The evolution in access control is
moving in the direction of granting third parties certain
capabilities, with OAuth [RFC6749] being an example of a currently
deployed technology. Access to a resource using OAuth can be done
purely based on the capabilities rather than on the authenticated
identifier.
At the time of the workshop, OAuth was very much focused on
HTTP-based protocols with early efforts to integrate OAuth into the
Simple Authentication and Security Layer (SASL) and the Generic
Security Service Application Program Interface (GSS-API)
[SASL-OAUTH]. Further investigations need to be done to determine
the suitability of OAuth as a protocol for the smart object
environment.
Richard believed that it is important to separate authentication from
authorization right from the beginning and to consider how users are
supposed to interact with these devices to introduce them into their
specific usage environment (and to provision them with credentials)
and to manage access from different parties.
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The relationship between the policy enforcement point and the policy
decision point plays an important role regarding the standardization
needs and the type of information that needs to be conveyed between
these two entities.
For example, in an Authentication, Authorization, and Accounting
(AAA) context, the authorization decision happens at the AAA server
(after the user requesting access to a network or some application-
level services had been authenticated). Then, the decision about
granting access (or rejecting it) is communicated from the AAA server
to the AAA client at the end of the network access authentication
procedure. The AAA client then typically enforces the authorization
decision over the lifetime of the granted user session. The dynamic
authorization extension [RFC5176] to the RADIUS protocol, for
example, also allows the RADIUS server to make dynamic changes to a
previously granted user session. This includes support for
disconnecting users and changing authorizations applicable to a user
session.
The authorization decisions can range from 'only devices with
passwords can use the network' to very detailed application-specific
authorization policies. The decisions are likely to be more
sophisticated in those use cases where ownership of devices may be
transferred from one person to another one, group membership concepts
may be needed, access rights may be revocable, and fine-grained
access rights have to be used. The authorization decisions may also
take environmental factors into account, such as proximity of devices
to each other, physical location of the device asking access, or the
level of authentication. With the configuration of authorization
policies, questions arise regarding who will create them and where
these policies are stored. This immediately raises questions about
how devices are identified and who is allowed to create these
policies.
Since smart objects may be limited in terms of code size, persistent
storage, and Internet connectivity, established authorization schemes
may not be well suited for such devices. Obviously, delegating every
authorization decision to another node in the network incurs a
certain network overhead, while storing sophisticated access control
policies directly on the smart object might be prohibitive because of
the size of such a ruleset. Jan Janak presented one approach to
distribute access control policies to smart objects within a single
administrative domain.
In those cases where access control decisions are bound to the
identifiers of devices and humans need to either create or verify
these access control policies, the choice of identifier matters for
readability and accessibility purposes.
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A single mechanism will likely not help with solving the wide range
of authorization tasks. From the discussions, it was not clear
whether there is a need for new authorization mechanisms or whether
existing mechanisms can be reused. Examples of available protocols
with built-in authorization mechanisms are Kerberos, OAuth, EAP/AAA,
attribute certificates, etc. In many cases, it is even conceivable
that the authorization decisions are internal to the system and that
there is no need to standardize any additional authorization
mechanisms or protocols at all. In fact, many of the authentication
and key exchange protocols have authorization mechanisms built in.
3.4. Provisioning of Credentials
When a smart object is to be introduced into an environment, like a
home or an enterprise network, it usually has to be provisioned with
some credentials first. The credentials that are configured at the
smart object and at some entity in the network are often an implicit
authorization to access the network or some other resource. The
provisioned information at the smart object will include some
identifier of the smart object, keying material, and other
configuration information (e.g., specific servers it has to interact
with).
Some devices will be pre-configured with default security codes or
passwords, or will have per-device or per-user credentials
pre-configured, when they are bought or when they arrive at the
customer.
There is a limited set of solutions available (based on the available
interface support). The solutions for imprinting vary between the
enterprise and the consumer household scenarios. For large-scale
deployments, the time needed to pair two objects further excludes
other schemes that rely on manual steps.
Johannes Gilger dealt with the very basic ideas behind pairing
schemes, including the kinds of out-of-band channels that could be
employed and their limitations. Imprinting and pairing protocols
usually establish a security association between two equal devices,
such as Bluetooth-equipped cell phones. To deal with man-in-the-
middle attacks during this phase, various forms of additional
verification checks exist. For example, devices with a display allow
numeric values to be shown on each device and let the user verify
whether they match. For other devices that have a keypad, a PIN may
need to be entered by the user. Where and how a smart object is to
be paired with other devices in the network can differ substantially
from the specific use cases and the hardware capabilities of devices.
Note that pairing is not necessarily something that is only done once
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during the lifetime of a device. Is group pairing something to be
looked at? Or can any group key establishment be reduced to pairwise
pairing with a central master device?
Cullen Jennings presented a model for smart objects based on a
deployment used for IP phones. The idea was that the smart object
"phones home", i.e., contacts a server offered by the manufacturer,
when it is first switched on. This initial interaction can then be
used for managing the device and provisioning keying material for
further use. Proof of ownership could be done by identifying the
user who purchased the device. This is an approach that is
increasingly being done today. Another option is some kind of secret
information enclosed in the packaging.
For interface-constrained devices, the solution of using (semi)-
public information in combination with an online manufacturer during
imprinting seems like a possible solution. This solution approach
created a lot of discussion among the participants, as it assumes an
Internet connection and means that the manufacturer effectively knows
about the trust relationships of all the devices it sells.
A few questions did arise with such a model: Will there be third
parties that have a business interest in providing something like key
distribution and key escrow over the lifetime of a smart object? For
constrained devices, will it always be possible to fall back to the
existing security associations between device and manufacturer to
create new associations? Obviously, we do not want the lifetime of a
smart object limited by the manufacturer product support lifespan.
What happens if a manufacturer goes bankrupt, changes its business
scope, or gets bought by another company? Will end customers not be
able to use their smart objects anymore in such a case, or will they
lose the ability to resell their devices because the ownership can no
longer be transferred?
One important design decision is that the compromise of the
manufacturer must not have any impact on the smart objects, which
have already been imprinted to their new owners. Furthermore, the
question arises of how to transfer ownership, e.g., when reselling a
device. While this may not be a requirement for all devices, there
will likely be classes of large or expensive devices where support
for transferring the ownership is an absolute necessity.
Industrial users are comfortable when they have to rely on the
manufacturer during the imprinting phase, but they want to be in
exclusive control over their devices afterwards.
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There are many classes of devices where we could assume online
connectivity to be present; otherwise, these devices would not make
sense in the first place. But, there are also other devices that
need to be imprinted completely offline.
Is it important to worry about security vulnerabilities, such as
man-in-the-middle attacks, during the very short imprinting phase?
Is it realistic that an adversary is in close proximity to mount an
attack? Especially for devices with limited capabilities, such as
light bulbs, the concerns seemed rather small.
What happens if such a device is not enrolled by the customer but
still connected in a "naked" state? How does this impact security,
and is it possible for an attacker to perform a "drive-by" enrollment
procedure of many devices? How should a device behave in this
situation? The safest option (for the user at least) would be to not
allow the device to work with full functionality if it has not been
enrolled. This concern is particularly applicable for cases where
smart objects are sold with default passwords or passwords using
semi-public information; an example is Raspberry Pi computers with
Linux images that use a default password [RaspberryPi].
4. Summary
Designing for a smart object environment is about making an
optimization decision that needs to take technical aspects, usage
scenarios, security threats, and business models into account. Some
design constraints may be considered fixed while others are flexible.
Compromises will need to be made, but they should not be made at the
expense of security functionality.
Designing a software update mechanism into the system is crucial to
ensure that functionality can be enhanced and vulnerabilities can be
fixed. Also, security threats are perceived differently over time.
For example, many people considered pervasive monitoring less
important prior to the Snowden revelations.
New research and standardization on cryptographic algorithms (like
encryption algorithms, hash functions, keyed message digests, and
public key crypto systems) that are tailored to smart object
environments was not seen as worthwhile by the participants. A huge
range of algorithms already exist, and standardized authentication
and key exchange protocols can be customized to use almost any
selection of algorithms available today.
The integration of various building blocks into a complete system was
considered important, and this document highlights a number of those
areas in Section 3. Searching for a single, universally applicable
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smart object security architecture was seen as a hopeless journey
given the large number of use cases, business models, and
constraints.
In response to the workshop, follow-up work happened in a number of
areas (and standardization activities are still ongoing). Here are a
few examples:
o The Light-Weight Implementation Guidance (LWIG) working group was
created to offer a venue to collect experiences from implementers
of IP stacks, including security protocols, in constrained
devices. The ability to tune IETF protocols via extensions and
parameter choices gives implementers a lot of flexibility to meet
the constraints of a smart object environment.
o The DTLS In Constrained Environments (DICE) working group was
formed to define a DTLS profile that is suitable for Internet of
Things applications and is reasonably implementable on many
constrained devices, and to define how the DTLS record layer can
be used to transmit multicast messages securely. DTLS is seen as
an important enabling technology for securing communication
interactions by smart objects.
o A new working group has been formed to standardize an
authentication and authorization protocol for constrained
environments offering a dynamic and fine-grained access control
mechanism where clients and resource servers are constrained and
therefore have to make use of a trusted third party. At the time
of writing this document, the Authentication and Authorization for
Constrained Environments (ACE) working group has just been
started.
5. Security Considerations
This whole document is a report on the 'Smart Object Security
Workshop'. The focus of this workshop was on security only; privacy
was not part of the workshop agenda.
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6. References
6.1. Normative References
[RFC6574] Tschofenig, H. and J. Arkko, "Report from the Smart Object
Workshop", RFC 6574, April 2012,
<http://www.rfc-editor.org/info/rfc6574>.
6.2. Informative References
[PaulChilton]
Chilton, P., "Experiences and Challenges in using
constrained Smart Objects", March 2012,
<http://www.lix.polytechnique.fr/hipercom/
SmartObjectSecurity/papers/PaulChilton.pdf>.
[RFC3552] Rescorla, E. and B. Korver, "Guidelines for Writing RFC
Text on Security Considerations", BCP 72, RFC 3552,
July 2003, <http://www.rfc-editor.org/info/rfc3552>.
[RFC4101] Rescorla, E. and IAB, "Writing Protocol Models", RFC 4101,
June 2005, <http://www.rfc-editor.org/info/rfc4101>.
[RFC4186] Haverinen, H. and J. Salowey, "Extensible Authentication
Protocol Method for Global System for Mobile
Communications (GSM) Subscriber Identity Modules
(EAP-SIM)", RFC 4186, January 2006,
<http://www.rfc-editor.org/info/rfc4186>.
[RFC4949] Shirey, R., "Internet Security Glossary, Version 2",
RFC 4949, August 2007,
<http://www.rfc-editor.org/info/rfc4949>.
[RFC5176] Chiba, M., Dommety, G., Eklund, M., Mitton, D., and B.
Aboba, "Dynamic Authorization Extensions to Remote
Authentication Dial In User Service (RADIUS)", RFC 5176,
January 2008, <http://www.rfc-editor.org/info/rfc5176>.
[RFC6272] Baker, F. and D. Meyer, "Internet Protocols for the Smart
Grid", RFC 6272, June 2011,
<http://www.rfc-editor.org/info/rfc6272>.
[RFC6749] Hardt, D., "The OAuth 2.0 Authorization Framework",
RFC 6749, October 2012,
<http://www.rfc-editor.org/info/rfc6749>.
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RFC 7397 Smart Object Security Workshop December 2014
[RFC7228] Bormann, C., Ersue, M., and A. Keranen, "Terminology for
Constrained-Node Networks", RFC 7228, May 2014,
<http://www.rfc-editor.org/info/rfc7228>.
[RaspberryPi]
Raspberry Pi Foundation, "Raspberry Pi", February 2013,
<http://www.raspberrypi.org>.
[SASL-OAUTH]
Mills, W., Showalter, T., and H. Tschofenig, "A set of
SASL Mechanisms for OAuth", Work in Progress,
draft-ietf-kitten-sasl-oauth-18, November 2014.
[SMART-OBJECT]
Tschofenig, H., Arkko, J., Thaler, D., and D. McPherson,
"Architectural Considerations in Smart Object Networking",
Work in Progress, draft-iab-smart-object-architecture-06,
October 2014.
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Appendix A. Program Committee
The workshop was organized by the following individuals:
o Hannes Tschofenig
o Jari Arkko
o Carsten Bormann
o Peter Friess
o Cullen Jennings
o Antonio Skarmeta
o Zach Shelby
o Thomas Heide Clausen
Appendix B. Published Workshop Material
o Main Workshop Page
<http://www.lix.polytechnique.fr/hipercom/SmartObjectSecurity>
o Position Papers
<http://www.lix.polytechnique.fr/hipercom/SmartObjectSecurity/
papers>
o Slides
<http://www.lix.polytechnique.fr/hipercom/SmartObjectSecurity/
slides>
Appendix C. Accepted Position Papers
1. Michael Richardson, "Challenges in Smart Object Security: too
many layers, not enough ram"
2. Mitsuru Kanda, Yoshihiro Ohba, Subir Das, Stephen Chasko, "PANA
applicability in constrained environments"
3. Randy Bush, "An Operational View of Trust Needs of Moving
Objects"
4. Andrei Gurtov, Ilya Nikolaevsky, Andrey Lukyanenko, "Using HIP
DEX for Key Management and Access Control in Smart Objects"
5. Jens-Matthias Bohli, "Access Tokens for the IoT"
6. Martina Brachmann, Oscar Garcia-Morchon, Sye-Loong Keoh, Sandeep
S. Kumar, "Security Considerations around End-to-End Security in
the IP-based Internet of Things"
7. Kazunori Miyazawa, "Convergence of Smart Objects in industrial
wireless sensor network"
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8. Thomas Bartzsch, Dirk Burggraf, Laura Cristina Gheorghe, Alexis
Olivereau, Nouha Oualha, Emil Slusanschi, Dan Tudose, Markus
Wehner, Sven Zeisberg, "AAA-based Infrastructure for Industrial
Wireless Sensor Networks"
9. Fida Khattak, Philip Ginzboorg, Valtteri Niemi, Jan-Erik Ekberg,
"Role of Border Router in 6LoWPAN Security"
10. Thomas Fossati, Angelo Castellani, Salvatore Loreto,
"(Un)trusted Intermediaries in CoAP"
11. Rene Hummen, Christian Roeller, Klaus Wehrle, "Modeling User-
defined Trust Overlays for the IP-based Internet of Things"
12. Sam Hartman, Margaret Wasserman, "Federation, ABFAB and Smart
Devices"
13. Cary Bran, Joseph Stachula, "Device Pairing: Lessons Learned"
14. Jan Janak, Hyunwoo Nam, Henning Schulzrinne, "On Access Control
in the Internet of Things"
15. Rene Struik, "Cryptography and Security for Highly Constrained
Networks"
16. Zhen Cao, Hui Deng, Judy Zhu, "The Architecture of Open Security
Capability"
17. Sujing Zhou, Zhenhua Xie, "On Cryptographic Approaches to
Internet-Of-Things Security"
18. Nancy Cam-Winget, Monique Morrow, "Security Implications to
Smart Addressable Objects"
19. Jouni Korhonen, "Applying Generic Bootstrapping Architecture for
use with Constrained Devices"
20. Olaf Bergmann, Stefanie Gerdes, Carsten Bormann, "Simple Keys
for Simple Smart Objects"
21. Mohit Sethi, Jari Arkko, Ari Keranen, Heidi-Maria Rissanen,
"Practical Considerations and Implementation Experiences in
Securing Smart Object Networks"
22. Paul Chilton, "Experiences and Challenges in using constrained
Smart Objects"
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23. Vladislav Perelman, Mehmet Ersue, "TLS with PSK for Constrained
Devices"
24. Richard Barnes, "Security for Smart Objects beyond COMSEC:
Principals and Principles"
25. Rudolf van der Berg, "OECD Publication on Machine-to-Machine
Communications: Connecting Billions of Devices", OECD Digital
Economy Papers, No. 192, OECD Publishing
26. Cullen Jennings, "Transitive Trust Enrollment for Constrained
Devices"
27. Barbara Fraser, Paul Duffy, Maik Seewald, "Smart Objects:
Security Challenges from the Power Sector"
28. Hannes Tschofenig, "Smart Object Security: Considerations for
Transport Layer Security Implementations"
29. Johannes Gilger, Ulrike Meyer, "Secure Pairing & Context
Management"
30. Klaas Wierenga, "Scalable Authentication for Smart Objects"
31. Dirk Stegemann, Jamshid Shokrollahi, "Security in the Internet
of Things - Experiences from Use Cases"
32. Alper Yegin, "Credentials for Smart Objects: A Challenge for the
Industry"
33. Shahid Raza, Thiemo Voigt, Vilhelm Jutvik, "Lightweight IKEv2: A
Key Management Solution for both the Compressed IPsec and the
IEEE 802.15.4 Security"
34. Eric Rescorla, "A Brief Survey of Imprinting Options for
Constrained Devices"
35. Fred Baker, "Security in distributed telemetry and control
networks"
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Appendix D. Workshop Participants
We would like to thank the following participants for attending the
workshop:
o Jari Arkko
o Carsten Bormann
o Cullen Jennings
o Antonio Skarmeta
o Sean Turner
o Thomas Heide Clausen
o Hannes Tschofenig
o Michael Richardson
o Yoshihiro Ohba
o Subir Das
o Randy Bush
o Andrei Gurtov
o Ilya Nikolaevsky
o Andrey Lukyanenko
o Jens-Matthias Bohli
o Kazunori Miyazawa
o Philip Ginzboorg
o Fida Khattak
o Angelo Castellani
o Salvatore Loreto
o Rene Hummen
o Klaus Wehrle
o Sam Hartman
o Margaret Wasserman
o Cary Bran
o Jan Janak
o Rene Struik
o Zhen Cao
o Hui Deng
o Zhou Sujing
o Xie Zhenhua
o Monique Morrow
o Nancy Cam-Winget
o Jouni Korhonen
o Ari Keranen
o Paul Chilton
o Vladislav Perelman
o Mehmet Ersue
o Richard Barnes
o Rudolf van der Berg
o Barbara Fraser
o Johannes Gilger
o Sye Loong Keoh
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o Olaf Bergmann
o Stefanie Gerdes
o Klaus Hartke
o Oualha Nouha
o Alexis Olivereau
o Alper Yegin
o Klaas Wierenga
o Jiazi Yi
o Juan Antonio Cordero Fuertes
o Antonin Bas
o David Schinazi
o Valerie Lecomte
o Ulrich Herberg
o Shahid Raza
o Stephen Farrell
o Eric Rescorla
o Thomas Fossati
o Mohit Sethi
o Alan Duric
o Guido Moritz
o Sebstian Unger
o Hans Loehr
Acknowledgements
We would like to thank the participants and the authors of the
position papers for their input.
Special thanks go to Thomas Heide Clausen and Ecole Polytechnique
(Paris) for providing the venue and organization.
Finally, we would like to thank Rudolf van der Berg for his review
comments.
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Authors' Addresses
Johannes Gilger
Mies-van-der-Rohe-Str. 15
Aachen 52074
Germany
Phone: +49 (0)241 80 20 781
EMail: Gilger@ITSec.RWTH-Aachen.de
Hannes Tschofenig
Hall in Tirol 6060
Austria
EMail: Hannes.tschofenig@gmx.net
URI: http://www.tschofenig.priv.at
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